Financial Industry Regulatory Authority

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Financial Industry Regulatory Authority

Also known as: FINRA

The Financial Industry Regulatory Authority was formed in July 2007, through the merger of the National Association of Securities Dealers and the regulation & enforcement division of the New York Stock Exchange.

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People related to Financial Industry Regulatory Authority:

Charles A. Bowsher - governor

John J. Brennan - governor

Ellyn L. Brown - governor

Richard F. Brueckner - governor

Mari Buechner - governor

James E. Burton - governor

Mark S. Casady - governor

John F.X. Dolan - governor

James F. Duffy - governor

W. Dennis Ferguson - governor

Harvey J. Goldschmid - governor

William H. Heyman - governor

Shirley Ann Jackson - governor

Richard G. Ketchum - chairman & CEO

Stephen Luparello - vice chairman

Richard S. Pechter - governor

John W. Schmidlin - governor

Joel Seligman - governor

G. Donald Steel - governor

Gary H. Stern - governor

Kurt P. Stocker - governor

Seth H. Waugh - governor

James D. Weddle - governor

Duncan F. Williams - governor

Other current Financial Industry Regulatory Authority relationships:

Hogan & Hartson - lobby firm